Business Continuity Disclosure

Kensington Capital Corp. is a fully disclosed broker dealer and member of FINRA, MSRB and SIPC. Kensington Capital Corp. is based in Brooklyn, New York.

FINRA Rule 3510 requires each member firm to create and maintain a business continuity plan. In accordance with regulations, Kensington Capital Corp., has developed a business continuity plan that is intended to permit us to continue critical business operations during natural disasters, power outages or other significant events.

While there can be no assurance that service will continue without interruption in all circumstances, our plan does address the actions that we will take in the event that there is a significant disruption. Account access is planned to be restored as the first step, which would be followed by other critical business operations.

We maintain a back-up facility, including a secondary data center for all of our branches. Account access would be available through the data center at our back-up facility and your local branch office. Our plan will be reviewed, updated and tested periodically.

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