Stock Certificate Deposit
Depositing stock certificates into your account is easy. Just open an account with the Dedicated
Broker. We accept all certificates from NYSE, NASDAQ, OTCBB and Pink sheets issuers (the
company whose shares you are depositing).
You can also transfer a stock or bond certificate from another institution into your securities
brokerage account.
All certificates must be signed by all registered owners in the same manner in which the names
appear on the front of the certificate. Signed Stock and Bond Powers may be used in place of
signatures on the certificates.
The steps for depositing certificates vary depending on the particular situation;
1. Large company issuers.
2. OTCBB or pink sheet issuers.
3. The quality of the issuer.
4. The shares are restricted.
The process of transferring certificates for restricted securities is more complicated. In order for
us to remove the restriction after the security is transferred (for a fee), you will need to have an
account with our dedicated broker and send a letter authorizing us to do so.
1. Sign the certificate on the back exactly as the name appears on the front of the certificate,
and appoint First Southwest Company as attorney. Please include your account number on the
certificate.
2. Send your certificate by overnight mail to:
Kensington Capital Corporation
4910 13th Avenue
Brooklyn NY 11219
For your records, keep the following information about the certificate, in the event that it is lost
in the mail you will be able to track them easily;
Verify that your certificate was deposited into your account. Once the certificate is booked in
your account, it will no longer exist in physical form. Instead, the securities will be registered in
street name and held by our clearing agent in your account.
The address you sent it to
Copy of the certificate
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